TMA Club launches compliance packages to support DA firms

TMA Club has announced the launch of two new compliance packages to support directly authorised (DA) advisers with regulatory requirements.

The two packages, ‘Lite’ and ‘Extra Lite’, are additions to the club’s existing ‘Core’ package.

TMA suggested that advisers will benefit from access to its document library – which includes items such as the club’s vulnerable customers policy and data security guidelines – as well as access to regular compliance bulletins providing an overview of recent and planned regulatory changes.
 
Advisers will also be able to take advantage of a remote visit where a field compliance manager will carry out a regulatory review of their business, TMA confirmed. The club indicated this could cover conduct risk, customer outcomes and the Senior Managers & Certification Regime (SMCR) – with a report outlining guidance and recommendations to be shared with firms following an assessment. 

“We recognise the importance of quality regulatory support for advisers and one of our top priorities is ensuring that firms are fully supported when it comes to remaining compliant – particularly as the COVID-19 pandemic continues to impact their business,” said TMA development director, Lisa Martin.

“With our competitive and flexible compliance proposition, more advisers will be able to design a package that is bespoke to their business’ specific needs, making sure that firms have the support they need, as and when they need it.

“We will continue to be committed to providing greater choice and flexibility to DA firms, and this will be a key focus for us over the coming months.”

    Share Story:

Recent Stories


FREE E-NEWS SIGN UP

Subscribe to our newsletter to receive breaking news and other industry announcements by email.

  Please tick here to confirm you are happy to receive third party promotions from carefully selected partners.


AI, finfluencers and the future of broking
The mortgage industry is evolving faster than ever. In this MoneyAge video, we examine the opportunities and challenges redefining the broker landscape, from AI-powered lending and changing customer expectations to housing affordability, property supply and the rise of financial influencers. Our guest from Chorley Building Society shares practical insights on what brokers need to do to stay relevant and thrive in a rapidly changing market.

Perenna and the long-term fixed mortgage market
Content editor, Dan McGrath, spoke to head of product, proposition and distribution at Perenna, John Davison, to explore the long-term fixed mortgage market, the role that Perenna plays in this sector and the impact of the recent Autumn Budget

NEW BUILD IN FOCUS - NEW EPISODE OF THE MORTGAGE INSIDER PODCAST, OUT NOW
Figures from the National House-Building Council saw Q1 2025 register a 36% increase in new homes built across the UK compared with the same period last year, representing a striking development for the first-time buyer market. But with the higher cost of building, ongoing planning challenges and new and changing regulations, how sustainable is this growth? And what does it mean for brokers?

The new episode of The Mortgage Insider podcast, out now
Regional housing markets now matter more than ever. While London and the Southeast still tend to dominate the headlines from a house price and affordability perspective, much of the growth in rental yields and buyer demand is coming from other parts of the UK.

In this episode of the Barclays Mortgage Insider Podcast, host Phil Spencer is joined by Lucian Cook, Head of Research at Savills, and Ross Jones, founder of Home Financial and Evolve Commercial Finance.